Selected Publications and Speeches by Mario L. Baeza

PUBLICATIONS AND SPEECHES:

“Mario Baeza ’74: ‘An American Success Story’”. Second Celebration of Latino Alumni. Harvard Law School. October 11, 2012

“Bottom-Fishing With Latin America’s Newest Financiers,” published by Fortune, April 26, 1999.

“U.S. National Interests and the Western Hemisphere: Economic and Political Constants/Changes in Latin America,” (co-author) presented at the Ninety-Fourth American Assembly Conference, May 28-31, 1998, published by The American Assembly/Columbia University.

“Investing in International Private Equity,” DealQuest ’98: The 1998 Private Equity Markets Summit, May 4-7, 1998.

“The Search for the Perfect Gift Horse,” published by LatinFinance, May 1988.

“Introduction to Investments in Private Equity for Companies,” International Business Communications Conference, Brazil, March 10, 1998.

“Expanding Options for Exiting Investments,” Latin America Private Equity Forum, World Research Group, Miami, Florida, January 28-30, 1998.

“Brazil/Argentina: a Review of Cross-Border M&A Transactions,” Institute for Private Investors, November, 1997.

“Identifying Risk and Implementing Findings for Structuring Investments,” Investing in Latin American Private Equity, Institute for International Research, Miami, Florida, September 15 & 16, 1997.

“Challenges Facing Brazilian Companies in a Globally Competitive Economy,” Fórum Das Américas Conference, Monte Carlo, Monaco, October, 1997.

“On the Road to Mexico: Many Obstacles Stand in the Path of Joint Ventures,” published by New York Law Journal, June 1, 1993.

“A Global Perspective,” published by LatinFinance in 1993 Latin Securities Law, a special June 1993 supplement.

“Strategic Alliances: Making the Most of a Hemispheric Market,” published at the Uniting the Markets of the Americas Conference, February 11-12, 1992.

“Investing in Mexico in the 1990s – What Do New Investors Look For?,” The Conference Board Reports, Mexico City, December 1991.

“Trends and Innovations: Insights into Mexican Deals and Dealmakers,” published at The Mexican Economic Agenda for the 1990s’ Conference, September 23-24, 1991.

“The Future of the Legal Profession in the 21st Century,” Keynote Address, the 1991 Association of American Law Schools Annual Meeting, January 4, 1991. (Reprinted in the Harvard Law Bulletin and excerpted in The National Law

Journal.)

“Property Rights, Forms of Ownership and Incentives,” Keynote Address at Moscow Conference: Paving the Way to the Market Economy, Moscow, U.S.S.R., September 17-19, 1990.

“Life Without Drexel: Mergers & Acquisitions into the Nineties,” published by Global Economic Action Institute, March 27, 1990. International Financing of U.S. Takeovers (editor), published by Practicing Law Institute, January 1990.

“1992: Threat or Opportunity to Non-Europeans: The Future of Commercial and Financial Flows,” published at the International Leaders Conference, co-sponsored by The Council for the United States and Italy, The Council for the United States and Germany and The French-American Foundation, Taormina, Sicily, December 7-9, 1989.

“International Financing of U.S. Takeovers -- A General Overview,” published by Practising Law Institute in International Financing of U.S. Takeovers, December 1989 (co-author).

“UPDATE ‘89 -- Utilizing ESOPs as a Tool of Corporate Finance in Leveraged Buyouts, Acquisitions & Defensive Strategies,” published by Practising Law Institute in Financing Leveraged Buyouts and Acquisitions, May 1989.

“A Closer Look at Defensive ESOPs,” published by Insights, March 1989 (co-author).

“Risks in Adopting an ESOP as a Defensive Measure,” published by Directorship, July 1989.

“Recent Developments in Leveraged Buyouts,” published by The Practising Law Institute in Acquisitions and Mergers 1988, July 1988.

“Utilizing ESOPs as a Tool of Corporate Finance in Leveraged Buyouts and Recapitalizations,” published by the Bank Lending Institute, November 1987, and by The Practising Law Institute in ESOPs 1988, April 1988.

“Acquisition and Exploitation of Mass-Market Software,” published by The Practising Law Institute, June 1986.

“The Use of Employee Stock Ownership Plans in Financing Private Acquisitions,” published by the Bank Lending Institute and the Banking Law Institute, May 1986.

“Acquisition and Exploitation of Custom Software,” published by The Practising Law Institute, June 1985.

“Industrial Application of Genetic Engineering: Negotiating Research and Development Contracts,” published by the American Law Institute-American Bar Association, April

1985.

“Practical Approaches to Custom Computer Software Acquisition and Licensing,” published by New York State Bar Association/Continuing Legal Education, November 1, 1984.

“Safeguarding the First Amendment in the Telecommunications Era” (Review of Pool: Technologies of Freedom), 97 Harvard Law Review, 1983.

Telecommunications Reregulation and Deregulation: The Impact on Opportunities for Minorities,” Testimony of Mario L. Baeza Before the U.S. Congress, House of Representatives, Committee on Energy and Commerce, Subcommittee on Telecommunications, Consumer Protection and Finance, September 19, 1983.

“Pricing and Recoupment Policies for Commercially Useful Technology Resulting from NASA Programs,” a report prepared for NASA by the Rand Corporation, R-1671-NASA,

January 1975, 166 pages (co-author).

“Efficiency, Equality and Justice in Admissions Procedures to Higher Education: A Constitutional Model for Resolving Conflicting Goals and Competing Claims,” 3 The Black Law Journal 132 (Harvard Law School Special Edition) (1974).